Securities and Exchange Commission

About

The Securities and Exchange Commission (SEC) is an independent federal agency responsible for protecting investors, maintaining fair and orderly functioning of securities markets, and facilitating capital formation. The SEC oversees key participants in the securities industry including securities exchanges, broker-dealers, investment advisors, and mutual funds. In the robotics sector, the SEC reviews and approves merger filings, public offerings, and proxy statements for companies going public through traditional IPOs or SPAC transactions.

Key Products